LPL Financial Holdings Inc. (LPLA) Insider Trading

Last 12 months

Insiders sold $7.74M and bought nothing on the open market.

66% of the selling was scheduled in advance under 10b5-1 plans. Group Managing Director Greg Gates sold $1.46M on Aug 20, 15% of their stake, outside a plan. The last open-market buy by an executive or director was in May 2023.

Net open-market

−$7.74M

0 buys · 14 sales

Under a 10b5-1 plan

66%

of the value sold

Insiders who bought / sold

0 / 7

executives and directors

Last open-market buy

May 2023

May 4, 2023

Get an email when LPLA's executives or directors buy, or make a large sale outside a plan.

Trades · last 2 years

Date	Insider	Trade	Shares	Price	Value	Of their stake	Filing
Sep 11	Katharine Reeping Principal Accounting Officer	SoldNo plan	440	$347.88	$153k	20%	Form 4
Aug 27	Aneri Jambusaria Group Managing Director	Sold10b5-1 plan	308	$357.36	$110k	4.8%	Form 4
Aug 20	Greg Gates Group Managing Director	SoldNo plan	4,119	$355.38	$1.46M	15%	Form 4
Jul 31	Matthew Enyedi Group Managing Director	Sold10b5-1 plan 5 parts	1,000	$352.72 average	$353k	7.1%	Form 4
Jun 17	Aneri Jambusaria Group Managing Director	Sold10b5-1 plan	308	$306.00	$94k	4.6%	Form 4
Apr 14 – 15	Matthew J Audette President and CFO	Sold10b5-1 plan 6 parts	1,579	$328.63 average	$519k	7.4%	Form 4
Mar 9 – 10	Marc Eliot Cohen Group Managing Director	SoldNo plan 2 parts	3,300	$309.07 average	$1.02M	43%	Form 4
Mar 2	Aneri Jambusaria Group Managing Director	Sold10b5-1 plan	308	$306.00	$94k	4.4%	Form 4
Feb 26	Matthew Enyedi Group Managing Director	Sold10b5-1 plan 5 parts	2,109	$320.15 average	$675k	13%	Form 4
Feb 26	Matthew J Audette President and CFO	Sold10b5-1 plan 4 parts	1,581	$320.50 average	$507k	6.9%	Form 4
Dec 5, 2025	Richard Steinmeier Chief Executive Officer	Sold10b5-1 plan 6 parts	5,058	$370.99 average	$1.88M	16%	Form 4
Dec 5, 2025	Greg Gates Group Managing Director	Sold10b5-1 plan 6 parts	750	$370.97 average	$278k	4.9%	Form 4
Dec 1, 2025	Aneri Jambusaria Group Managing Director	Sold10b5-1 plan	80	$352.48	$28k	1.4%	Form 4
Nov 5, 2025	Greg Gates Group Managing Director	Sold10b5-1 plan 8 parts	1,500	$376.43 average	$565k	8.9%	Form 4
Oct 6, 2025	Greg Gates Group Managing Director	Sold10b5-1 plan 5 parts	750	$314.42 average	$236k	4.3%	Form 4
Sep 5, 2025	Greg Gates Group Managing Director	Sold10b5-1 plan 18 parts	1,500	$338.21 average	$507k	7.8%	Form 4
Sep 2, 2025	Aneri Jambusaria Group Managing Director	Sold10b5-1 plan	80	$361.25	$29k	1.4%	Form 4
Aug 5, 2025	Greg Gates Group Managing Director	Sold10b5-1 plan 10 parts	1,500	$374.05 average	$561k	7.3%	Form 4
Jul 3, 2025	Greg Gates Group Managing Director	Sold10b5-1 plan 8 parts	1,500	$382.63 average	$574k	6.8%	Form 4
Jun 5, 2025	Greg Gates Group Managing Director	Sold10b5-1 plan 8 parts	1,500	$378.87 average	$568k	6.3%	Form 4
Jun 2, 2025	Aneri Jambusaria Group Managing Director	Sold10b5-1 plan	80	$383.99	$31k	1.4%	Form 4
Mar 14, 2025	Aneri Jambusaria Managing Director	Sold10b5-1 plan	80	$311.87	$25k	1.4%	Form 4
Feb 26, 2025	Marc Eliot Cohen Managing Director	SoldNo plan	1,100	$365.85	$402k	21%	Form 4
Feb 26, 2025	Matthew J Audette President and CFO	Sold10b5-1 plan	4,588	$360.07	$1.65M	22%	Form 4
Feb 18, 2025	Richard Steinmeier Chief Executive Officer	Sold10b5-1 plan	3,500	$373.79	$1.31M	14%	Form 4
Feb 10, 2025	Matthew Enyedi Managing Director	Sold10b5-1 plan	5,154	$369.33	$1.9M	33%	Form 4
Feb 5, 2025	Matthew J Audette President and CFO	Sold10b5-1 plan 8 parts	28,777	$365.14 average	$10.5M	69%	Form 4
Dec 5, 2024	Aneri Jambusaria Managing Director	SoldNo plan	305	$331.94	$101k	7.2%	Form 4

Sep 11No plan
Katharine Reeping
Principal Accounting Officer · sold 440 at $347.88
$153k
20% of stake
Aug 2710b5-1 plan
Aneri Jambusaria
Group Managing Director · sold 308 at $357.36
$110k
4.8% of stake
Aug 20No plan
Greg Gates
Group Managing Director · sold 4,119 at $355.38
$1.46M
15% of stake
Jul 3110b5-1 plan
Matthew Enyedi
Group Managing Director · sold 1,000 at avg $352.72
$353k
7.1% of stake
Jun 1710b5-1 plan
Aneri Jambusaria
Group Managing Director · sold 308 at $306.00
$94k
4.6% of stake
Apr 14 – 1510b5-1 plan
Matthew J Audette
President and CFO · sold 1,579 at avg $328.63
$519k
7.4% of stake
Mar 9 – 10No plan
Marc Eliot Cohen
Group Managing Director · sold 3,300 at avg $309.07
$1.02M
43% of stake
Mar 210b5-1 plan
Aneri Jambusaria
Group Managing Director · sold 308 at $306.00
$94k
4.4% of stake
Feb 2610b5-1 plan
Matthew Enyedi
Group Managing Director · sold 2,109 at avg $320.15
$675k
13% of stake
Feb 2610b5-1 plan
Matthew J Audette
President and CFO · sold 1,581 at avg $320.50
$507k
6.9% of stake
Dec 5, 202510b5-1 plan
Richard Steinmeier
Chief Executive Officer · sold 5,058 at avg $370.99
$1.88M
16% of stake
Dec 5, 202510b5-1 plan
Greg Gates
Group Managing Director · sold 750 at avg $370.97
$278k
4.9% of stake
Dec 1, 202510b5-1 plan
Aneri Jambusaria
Group Managing Director · sold 80 at $352.48
$28k
1.4% of stake
Nov 5, 202510b5-1 plan
Greg Gates
Group Managing Director · sold 1,500 at avg $376.43
$565k
8.9% of stake
Oct 6, 202510b5-1 plan
Greg Gates
Group Managing Director · sold 750 at avg $314.42
$236k
4.3% of stake
Sep 5, 202510b5-1 plan
Greg Gates
Group Managing Director · sold 1,500 at avg $338.21
$507k
7.8% of stake
Sep 2, 202510b5-1 plan
Aneri Jambusaria
Group Managing Director · sold 80 at $361.25
$29k
1.4% of stake
Aug 5, 202510b5-1 plan
Greg Gates
Group Managing Director · sold 1,500 at avg $374.05
$561k
7.3% of stake
Jul 3, 202510b5-1 plan
Greg Gates
Group Managing Director · sold 1,500 at avg $382.63
$574k
6.8% of stake
Jun 5, 202510b5-1 plan
Greg Gates
Group Managing Director · sold 1,500 at avg $378.87
$568k
6.3% of stake
Jun 2, 202510b5-1 plan
Aneri Jambusaria
Group Managing Director · sold 80 at $383.99
$31k
1.4% of stake
Mar 14, 202510b5-1 plan
Aneri Jambusaria
Managing Director · sold 80 at $311.87
$25k
1.4% of stake
Feb 26, 2025No plan
Marc Eliot Cohen
Managing Director · sold 1,100 at $365.85
$402k
21% of stake
Feb 26, 202510b5-1 plan
Matthew J Audette
President and CFO · sold 4,588 at $360.07
$1.65M
22% of stake
Feb 18, 202510b5-1 plan
Richard Steinmeier
Chief Executive Officer · sold 3,500 at $373.79
$1.31M
14% of stake
Feb 10, 202510b5-1 plan
Matthew Enyedi
Managing Director · sold 5,154 at $369.33
$1.9M
33% of stake
Feb 5, 202510b5-1 plan
Matthew J Audette
President and CFO · sold 28,777 at avg $365.14
$10.5M
69% of stake
Dec 5, 2024No plan
Aneri Jambusaria
Managing Director · sold 305 at $331.94
$101k
7.2% of stake

How to read this. Insiders sell for many reasons: taxes, diversifying, a house. Open-market buys are rarer and say more. A 10b5-1 plan is a trading schedule set up months in advance, so those sales were not timed on news. Large holders (funds and 10% owners) are listed under Everything but not counted as insiders. If you own or watch LPLA, we send a push when an executive buys or makes a large sale outside a plan.

Source: SEC Form 4 filings, filed within two business days of each trade and checked for new ones every hour.

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Spot a number that looks wrong? Check it in LPLA's SEC filings or

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Data sourced from SEC EDGAR filings and third-party price providers. Scores, valuations, and metrics are algorithmic estimates. This is not investment advice. See our Terms and Methodology.

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