Capital Southwest Corporation Insider Trading

CSWC

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Last 12 months

Insiders bought 270K and sold 109K on the open market.

None of the selling was scheduled in advance under a 10b5-1 plan.

Net open-market

+161K

7 buys · 1 sale

Under a 10b5-1 plan

of the value sold

Insiders who bought / sold

4 / 1

executives and directors

Last open-market buy

Oct 2026

Oct 1, 2026

Get an email when CSWC's executives or directors buy, or make a large sale outside a plan.

Trades · last 2 years

Date	Insider	Trade	Shares	Price	Value	Of their stake	Filing
Oct 1	William R Thomas III Director	Bought	2,170	$23.04	50K	0.4%	Form 4
Jun 30	Ramona Lynn Rogers-Windsor Director	Bought	211	$23.70	5K	0.9%	Form 4
Jun 17	Christine Battist Director	Bought	860	$23.23	20K	4.2%	Form 4
Jun 5	William R Thomas III Director	Bought	5,000	$23.40	117K	0.8%	Form 4
Jun 5	William R Thomas III Director	SoldNo plan	4,661	$23.29	109K	0.8%	Form 4
Jun 1	Ramona Lynn Rogers-Windsor Director	Bought	213	$23.42	5K	0.9%	Form 4
Feb 27	Michael Scott Sarner President and CEO	Bought	2,695	$21.90	59K	0.6%	Form 4
Feb 9	Christine Battist Director	Bought	600	$23.16	14K	3.0%	Form 4
Oct 1, 2025	Ramona Lynn Rogers-Windsor Director	Bought	463	$21.55	10K	2.2%	Form 4
Aug 20, 2025	Christine Battist Director	Bought	667	$22.45	15K	3.5%	Form 4
Jun 23, 2025	Ramona Lynn Rogers-Windsor Director	Bought	471	$21.19	10K	2.7%	Form 4
May 27, 2025	Christine Battist Director	Bought	476	$20.87	10K	2.9%	Form 4
Mar 26, 2025	Ramona Lynn Rogers-Windsor Director	Bought	450	$22.52	10K	2.7%	Form 4
Dec 12, 2024	Ramona Lynn Rogers-Windsor Director	Bought	250	$22.67	6K	1.5%	Form 4
Nov 8, 2024	Christine Battist Director	Bought	256	$23.13	6K	1.6%	Form 4
Nov 7, 2024	Ramona Lynn Rogers-Windsor Director	Bought	500	$23.07	12K	3.2%	Form 4

Oct 1
William R Thomas III
Director · bought 2,170 at $23.04
50K
0.4% of stake
Jun 30
Ramona Lynn Rogers-Windsor
Director · bought 211 at $23.70
5K
0.9% of stake
Jun 17
Christine Battist
Director · bought 860 at $23.23
20K
4.2% of stake
Jun 5
William R Thomas III
Director · bought 5,000 at $23.40
117K
0.8% of stake
Jun 5No plan
William R Thomas III
Director · sold 4,661 at $23.29
109K
0.8% of stake
Jun 1
Ramona Lynn Rogers-Windsor
Director · bought 213 at $23.42
5K
0.9% of stake
Feb 27
Michael Scott Sarner
President and CEO · bought 2,695 at $21.90
59K
0.6% of stake
Feb 9
Christine Battist
Director · bought 600 at $23.16
14K
3.0% of stake
Oct 1, 2025
Ramona Lynn Rogers-Windsor
Director · bought 463 at $21.55
10K
2.2% of stake
Aug 20, 2025
Christine Battist
Director · bought 667 at $22.45
15K
3.5% of stake
Jun 23, 2025
Ramona Lynn Rogers-Windsor
Director · bought 471 at $21.19
10K
2.7% of stake
May 27, 2025
Christine Battist
Director · bought 476 at $20.87
10K
2.9% of stake
Mar 26, 2025
Ramona Lynn Rogers-Windsor
Director · bought 450 at $22.52
10K
2.7% of stake
Dec 12, 2024
Ramona Lynn Rogers-Windsor
Director · bought 250 at $22.67
6K
1.5% of stake
Nov 8, 2024
Christine Battist
Director · bought 256 at $23.13
6K
1.6% of stake
Nov 7, 2024
Ramona Lynn Rogers-Windsor
Director · bought 500 at $23.07
12K
3.2% of stake

How to read this. Insiders sell for many reasons: taxes, diversifying, a house. Open-market buys are rarer and say more. A 10b5-1 plan is a trading schedule set up months in advance, so those sales were not timed on news. Large holders (funds and 10% owners) are listed under Everything but not counted as insiders. If you own or watch CSWC, we send a push when an executive buys or makes a large sale outside a plan.

Source: SEC Form 4 filings, filed within two business days of each trade and checked for new ones every hour.

Held by ETFs

CSWC is in 8 US ETFs. The largest of them, with CSWC's weight in each:

Spot a number that looks wrong? Check it in CSWC's SEC filings or

Download this analysis as a PDF (Pro)

Data sourced from SEC EDGAR filings and third-party price providers. Scores, valuations, and metrics are algorithmic estimates. This is not investment advice. See our Terms and Methodology.

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