CION Investment Corp Insider Trading

CICB

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Last 12 months

No open-market buying or selling by insiders.

The last open-market buy by an executive or director was in Aug 2025.

Net open-market

0 buys · 0 sales

Under a 10b5-1 plan

—

no sales

Insiders who bought / sold

0 / 0

executives and directors

Last open-market buy

Aug 2025

Aug 12, 2025

Get an email when CICB's executives or directors buy, or make a large sale outside a plan.

Trades · last 2 years

Date	Insider	Trade	Shares	Price	Value	Of their stake	Filing
Aug 12, 2025	Michael A Reisner Co-Chairman & Co-CEO	Bought	472	$10.57	5K	1.0%	Form 4
May 27, 2025	Peter I. Finlay Director	Bought	200	$9.66	2K	7.8%	Form 4
May 22, 2025	Stephen Roman CCO & Secretary	Bought	600	$9.48	6K	4.9%	Form 4
May 16, 2025	Robert A Breakstone Director	Bought	500	$9.72	5K	3.3%	Form 4
May 12, 2025	Mark Gatto Co-Chairman & Co-CEO	Bought	2,070	$9.66	20K	207%	Form 4
May 12, 2025	Michael A Reisner Co-Chairman & Co-CEO	Bought	515	$9.69	5K	1.1%	Form 4
Mar 31, 2025 – Apr 1, 2025	Gregg A. Bresner President & CIO	Bought 2 parts	2,000	$10.45 average	21K	1.6%	Form 4
Mar 28, 2025	Michael A Reisner Co-Chairman & Co-CEO	Bought	490	$10.45	5K	1.1%	Form 4
Mar 24, 2025	Robert A Breakstone Director	Bought	500	$10.75	5K	3.5%	Form 4
Mar 18, 2025 – Mar 19, 2025	Gregg A. Bresner President & CIO	Bought 2 parts	3,000	$10.81 average	32K	2.5%	Form 4
Mar 18, 2025	Peter I. Finlay Director	Bought	250	$10.76	3K	11%	Form 4
Mar 18, 2025	Eric A. Pinero Chief Legal Officer	Bought	465	$10.72	5K	5.4%	Form 4
Mar 17, 2025	Stephen Roman CCO & Secretary	Bought	455	$10.93	5K	4.0%	Form 4
Mar 17, 2025	Robert A Breakstone Director	Bought	500	$11.05	6K	3.6%	Form 4
Nov 21, 2024	Michael A Reisner Co-Chairman & Co-CEO	Bought	437	$11.44	5K	1.0%	Form 4
Nov 21, 2024	Stephen Roman CCO & Secretary	Bought	435	$11.53	5K	4.1%	Form 4
Nov 15, 2024	Robert A Breakstone Director	Bought	1,000	$11.34	11K	8.2%	Form 4
Nov 12, 2024	Gregg A. Bresner President & CIO	Bought	2,000	$11.41	23K	3.5%	Form 4
Nov 12, 2024	Charlie Arestia See Remarks	Bought	750	$11.39	9K	162%	Form 4

Aug 12, 2025
Michael A Reisner
Co-Chairman & Co-CEO · bought 472 at $10.57
5K
1.0% of stake
May 27, 2025
Peter I. Finlay
Director · bought 200 at $9.66
2K
7.8% of stake
May 22, 2025
Stephen Roman
CCO & Secretary · bought 600 at $9.48
6K
4.9% of stake
May 16, 2025
Robert A Breakstone
Director · bought 500 at $9.72
5K
3.3% of stake
May 12, 2025
Mark Gatto
Co-Chairman & Co-CEO · bought 2,070 at $9.66
20K
207% of stake
May 12, 2025
Michael A Reisner
Co-Chairman & Co-CEO · bought 515 at $9.69
5K
1.1% of stake
Mar 31, 2025 – Apr 1, 2025
Gregg A. Bresner
President & CIO · bought 2,000 at avg $10.45
21K
1.6% of stake
Mar 28, 2025
Michael A Reisner
Co-Chairman & Co-CEO · bought 490 at $10.45
5K
1.1% of stake
Mar 24, 2025
Robert A Breakstone
Director · bought 500 at $10.75
5K
3.5% of stake
Mar 18, 2025 – Mar 19, 2025
Gregg A. Bresner
President & CIO · bought 3,000 at avg $10.81
32K
2.5% of stake
Mar 18, 2025
Peter I. Finlay
Director · bought 250 at $10.76
3K
11% of stake
Mar 18, 2025
Eric A. Pinero
Chief Legal Officer · bought 465 at $10.72
5K
5.4% of stake
Mar 17, 2025
Stephen Roman
CCO & Secretary · bought 455 at $10.93
5K
4.0% of stake
Mar 17, 2025
Robert A Breakstone
Director · bought 500 at $11.05
6K
3.6% of stake
Nov 21, 2024
Michael A Reisner
Co-Chairman & Co-CEO · bought 437 at $11.44
5K
1.0% of stake
Nov 21, 2024
Stephen Roman
CCO & Secretary · bought 435 at $11.53
5K
4.1% of stake
Nov 15, 2024
Robert A Breakstone
Director · bought 1,000 at $11.34
11K
8.2% of stake
Nov 12, 2024
Gregg A. Bresner
President & CIO · bought 2,000 at $11.41
23K
3.5% of stake
Nov 12, 2024
Charlie Arestia
See Remarks · bought 750 at $11.39
9K
162% of stake

How to read this. Insiders sell for many reasons: taxes, diversifying, a house. Open-market buys are rarer and say more. A 10b5-1 plan is a trading schedule set up months in advance, so those sales were not timed on news. Large holders (funds and 10% owners) are listed under Everything but not counted as insiders. If you own or watch CICB, we send a push when an executive buys or makes a large sale outside a plan.

Source: SEC Form 4 filings, filed within two business days of each trade and checked for new ones every hour.

Held by ETFs

CICB is in 8 US ETFs. The largest of them, with CICB's weight in each:

Spot a number that looks wrong? Check it in CICB's SEC filings or

Download this analysis as a PDF (Pro)

Data sourced from SEC EDGAR filings and third-party price providers. Scores, valuations, and metrics are algorithmic estimates. This is not investment advice. See our Terms and Methodology.

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