Caterpillar Inc. Insider Trading

CAT

Last 12 months

Insiders bought $1.01M and sold $244M on the open market.

8% of the selling was scheduled in advance under 10b5-1 plans. Group President Denise C Johnson sold $26.7M on Feb 2, 47% of their stake, outside a plan.

Net open-market

−$243M

3 buys · 29 sales

Under a 10b5-1 plan

of the value sold

Insiders who bought / sold

2 / 8

executives and directors

Last open-market buy

Nov 2026

Nov 2, 2026

Get an email when CAT's executives or directors buy, or make a large sale outside a plan.

Trades · last 2 years

Date	Insider	Trade	Shares	Price	Value	Of their stake	Filing
Nov 2	James C Fish Jr Director	Bought	1,000	$620.39	620K	24%	Form 4
Aug 28	Joseph E Creed Chief Executive Officer	SoldNo plan 14 parts	32,401	$808.98 average	$26.2M	41%	Form 4
May 14	Denise C Johnson Group President	SoldNo plan 8 parts	12,605	$907.91 average	$11.4M	20%	Form 4
May 13	Denise C Johnson Group President	SoldNo plan 2 parts	6,196	$909.79 average	$5.64M	11%	Form 4
May 13	William E Schaupp Chief Accounting Officer	SoldNo plan	360	$906.00	326K	40%	Form 4
May 11	Anthony D. Fassino Group President	SoldNo plan 2 parts	16,283	$916.80 average	$14.9M	26%	Form 4
May 6	Bob De Lange Group President	SoldNo plan 2 parts	24,222	$922.92 average	$22.4M	22%	Form 4
May 6	Anthony D. Fassino Group President	SoldNo plan 2 parts	9,152	$926.25 average	$8.48M	16%	Form 4
May 6	Andrew R J Bonfield CFO Emeritus	SoldNo plan	15,674	$918.71	$14.4M	23%	Form 4
May 5	Rodney Michael Shurman Group President	SoldNo plan 2 parts	5,639	$903.18 average	$5.09M	38%	Form 4
May 4	Jason Kaiser Group President	SoldNo plan	5,642	$883.03	$4.98M	36%	Form 4
May 4	David Maclennan Director	Bought	250	$876.84	219K	3.1%	Form 4
Mar 5	Joseph E Creed Chief Executive Officer	Sold10b5-1 plan 5 parts	2,500	$718.93 average	$1.8M	5.1%	Form 4
Feb 23	Rodney Michael Shurman Group President	SoldNo plan	2,278	$759.61	$1.73M	22%	Form 4
Feb 17	Rodney Michael Shurman Group President	SoldNo plan	1,764	$763.39	$1.35M	18%	Form 4
Feb 17	William E Schaupp Chief Accounting Officer	SoldNo plan	972	$764.20	743K	54%	Form 4
Feb 13	Anthony D. Fassino Group President	SoldNo plan	7,891	$776.90	$6.13M	14%	Form 4
Feb 12	Jason Kaiser Group President	Sold10b5-1 plan	1,690	$776.70	$1.31M	16%	Form 4
Feb 11	Bob De Lange Group President	SoldNo plan	12,507	$767.08	$9.59M	13%	Form 4
Feb 6	Bob De Lange Group President	SoldNo plan	22,656	$720.11	$16.3M	22%	Form 4
Feb 6	Anthony D. Fassino Group President	SoldNo plan	6,033	$722.15	$4.36M	12%	Form 4
Feb 4	Bob De Lange Group President	SoldNo plan 3 parts	16,070	$704.97 average	$11.3M	17%	Form 4
Feb 2	Denise C Johnson Group President	SoldNo plan 8 parts	39,138	$681.08 average	$26.7M	47%	Form 4
Feb 2	Anthony D. Fassino Group President	SoldNo plan	10,671	$680.45	$7.26M	20%	Form 4
Feb 2	Bob De Lange Group President	SoldNo plan	15,977	$682.99	$10.9M	17%	Form 4
Dec 31, 2025	Andrew R J Bonfield Chief Financial Officer	Sold10b5-1 plan 7 parts	10,000	$575.06 average	$5.75M	18%	Form 4
Dec 1, 2025	Andrew R J Bonfield Chief Financial Officer	Sold10b5-1 plan 7 parts	10,000	$571.44 average	$5.71M	15%	Form 4
Nov 11, 2025	Jason Kaiser Group President	Sold10b5-1 plan 13 parts	10,707	$563.60 average	$6.03M	54%	Form 4
Nov 10, 2025	Anthony D. Fassino Group President	SoldNo plan	8,184	$570.18	$4.67M	16%	Form 4
Nov 6, 2025	David Maclennan Director	Bought	300	$568.86	171K	3.9%	Form 4
Nov 5, 2025	Bob De Lange Group President	SoldNo plan	14,638	$562.36	$8.23M	15%	Form 4
Nov 5, 2025	William E Schaupp Chief Accounting Officer	SoldNo plan	1,200	$572.22	687K	48%	Form 4
Oct 10, 2025	Donald J Umpleby III Executive Chairman	Sold10b5-1 plan	17,166	$505.29	$8.67M	3.1%	Form 4
Sep 22, 2025	Donald J Umpleby III Executive Chairman	Sold10b5-1 plan	17,166	$462.65	$7.94M	3.0%	Form 4
Sep 2, 2025	Donald J Umpleby III Executive Chairman	Sold10b5-1 plan	17,168	$412.87	$7.09M	2.9%	Form 4
Aug 15, 2025	Susan C Schwab Director	SoldNo plan	2,324	$410.00	953K	25%	Form 4
Aug 11, 2025	Jason Kaiser Group President	SoldNo plan	2,161	$417.70	903K	19%	Form 4
May 7, 2025	David Maclennan Director	Bought	375	$320.70	120K	6.0%	Form 4
May 2, 2025	Gerald Johnson Director	Bought	100	$318.48	32K	3.3%	Form 4
Feb 18, 2025	Jason Kaiser Group President	SoldNo plan	2,425	$354.70	860K	27%	Form 4

Nov 2
James C Fish Jr
Director · bought 1,000 at $620.39
620K
24% of stake
Aug 28No plan
Joseph E Creed
Chief Executive Officer · sold 32,401 at avg $808.98
$26.2M
41% of stake
May 14No plan
Denise C Johnson
Group President · sold 12,605 at avg $907.91
$11.4M
20% of stake
May 13No plan
Denise C Johnson
Group President · sold 6,196 at avg $909.79
$5.64M
11% of stake
May 13No plan
William E Schaupp
Chief Accounting Officer · sold 360 at $906.00
326K
40% of stake
May 11No plan
Anthony D. Fassino
Group President · sold 16,283 at avg $916.80
$14.9M
26% of stake
May 6No plan
Bob De Lange
Group President · sold 24,222 at avg $922.92
$22.4M
22% of stake
May 6No plan
Anthony D. Fassino
Group President · sold 9,152 at avg $926.25
$8.48M
16% of stake
May 6No plan
Andrew R J Bonfield
CFO Emeritus · sold 15,674 at $918.71
$14.4M
23% of stake
May 5No plan
Rodney Michael Shurman
Group President · sold 5,639 at avg $903.18
$5.09M
38% of stake
May 4No plan
Jason Kaiser
Group President · sold 5,642 at $883.03
$4.98M
36% of stake
May 4
David Maclennan
Director · bought 250 at $876.84
219K
3.1% of stake
Mar 510b5-1 plan
Joseph E Creed
Chief Executive Officer · sold 2,500 at avg $718.93
$1.8M
5.1% of stake
Feb 23No plan
Rodney Michael Shurman
Group President · sold 2,278 at $759.61
$1.73M
22% of stake
Feb 17No plan
Rodney Michael Shurman
Group President · sold 1,764 at $763.39
$1.35M
18% of stake
Feb 17No plan
William E Schaupp
Chief Accounting Officer · sold 972 at $764.20
743K
54% of stake
Feb 13No plan
Anthony D. Fassino
Group President · sold 7,891 at $776.90
$6.13M
14% of stake
Feb 1210b5-1 plan
Jason Kaiser
Group President · sold 1,690 at $776.70
$1.31M
16% of stake
Feb 11No plan
Bob De Lange
Group President · sold 12,507 at $767.08
$9.59M
13% of stake
Feb 6No plan
Bob De Lange
Group President · sold 22,656 at $720.11
$16.3M
22% of stake
Feb 6No plan
Anthony D. Fassino
Group President · sold 6,033 at $722.15
$4.36M
12% of stake
Feb 4No plan
Bob De Lange
Group President · sold 16,070 at avg $704.97
$11.3M
17% of stake
Feb 2No plan
Denise C Johnson
Group President · sold 39,138 at avg $681.08
$26.7M
47% of stake
Feb 2No plan
Anthony D. Fassino
Group President · sold 10,671 at $680.45
$7.26M
20% of stake
Feb 2No plan
Bob De Lange
Group President · sold 15,977 at $682.99
$10.9M
17% of stake
Dec 31, 202510b5-1 plan
Andrew R J Bonfield
Chief Financial Officer · sold 10,000 at avg $575.06
$5.75M
18% of stake
Dec 1, 202510b5-1 plan
Andrew R J Bonfield
Chief Financial Officer · sold 10,000 at avg $571.44
$5.71M
15% of stake
Nov 11, 202510b5-1 plan
Jason Kaiser
Group President · sold 10,707 at avg $563.60
$6.03M
54% of stake
Nov 10, 2025No plan
Anthony D. Fassino
Group President · sold 8,184 at $570.18
$4.67M
16% of stake
Nov 6, 2025
David Maclennan
Director · bought 300 at $568.86
171K
3.9% of stake
Nov 5, 2025No plan
Bob De Lange
Group President · sold 14,638 at $562.36
$8.23M
15% of stake
Nov 5, 2025No plan
William E Schaupp
Chief Accounting Officer · sold 1,200 at $572.22
687K
48% of stake
Oct 10, 202510b5-1 plan
Donald J Umpleby III
Executive Chairman · sold 17,166 at $505.29
$8.67M
3.1% of stake
Sep 22, 202510b5-1 plan
Donald J Umpleby III
Executive Chairman · sold 17,166 at $462.65
$7.94M
3.0% of stake
Sep 2, 202510b5-1 plan
Donald J Umpleby III
Executive Chairman · sold 17,168 at $412.87
$7.09M
2.9% of stake
Aug 15, 2025No plan
Susan C Schwab
Director · sold 2,324 at $410.00
953K
25% of stake
Aug 11, 2025No plan
Jason Kaiser
Group President · sold 2,161 at $417.70
903K
19% of stake
May 7, 2025
David Maclennan
Director · bought 375 at $320.70
120K
6.0% of stake
May 2, 2025
Gerald Johnson
Director · bought 100 at $318.48
32K
3.3% of stake
Feb 18, 2025No plan
Jason Kaiser
Group President · sold 2,425 at $354.70
860K
27% of stake

How to read this. Insiders sell for many reasons: taxes, diversifying, a house. Open-market buys are rarer and say more. A 10b5-1 plan is a trading schedule set up months in advance, so those sales were not timed on news. Large holders (funds and 10% owners) are listed under Everything but not counted as insiders. If you own or watch CAT, we send a push when an executive buys or makes a large sale outside a plan.

Source: SEC Form 4 filings, filed within two business days of each trade and checked for new ones every hour.

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Held by ETFs

CAT is in 405 US ETFs. The largest of them, with CAT's weight in each:

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Download this analysis as a PDF (Pro)

Data sourced from SEC EDGAR filings and third-party price providers. Scores, valuations, and metrics are algorithmic estimates. This is not investment advice. See our Terms and Methodology.

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