Lumentum Holdings Inc. (LITE) Insider Trading

Last 12 months

Insiders sold $176M and bought nothing on the open market.

89% of the selling was scheduled in advance under 10b5-1 plans. Director Ian Small sold $4.3M on May 21, 19% of their stake, outside a plan. No executive or director has bought shares on the open market in the last two years.

Net open-market

−$176M

0 buys · 45 sales

Under a 10b5-1 plan

89%

of the value sold

Insiders who bought / sold

0 / 12

executives and directors

Last open-market buy

None

in the last two years

Get an email when LITE's executives or directors buy, or make a large sale outside a plan.

Trades · last 2 years

Date	Insider	Trade	Shares	Price	Value	Of their stake	Filing
Oct 1	Wajid Ali EVP & CHIEF FINANCIAL OFFICER	Sold10b5-1 plan	24,542	$1,048.50	$25.7M	25%	Form 4
Sep 28 – 29	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 2 parts	807	$947.17 average	$764k	0.7%	Form 4
Sep 24 – 25	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 2 parts	1,000	$928.41 average	$928k	0.9%	Form 4
Sep 21 – 23	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 3 parts	1,500	$947.13 average	$1.42M	1.3%	Form 4
Sep 16 – 18	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 3 parts	1,500	$903.43 average	$1.36M	1.3%	Form 4
Sep 11 – 15	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 3 parts	1,500	$882.69 average	$1.32M	1.3%	Form 4
Sep 8 – 10	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 3 parts	1,500	$945.32 average	$1.42M	1.3%	Form 4
Sep 2 – 4	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 3 parts	1,500	$864.83 average	$1.3M	1.3%	Form 4
Aug 28 – Sep 1	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 3 parts	1,500	$912.33 average	$1.37M	1.3%	Form 4
Aug 27	Michael E. Hurlston President and CEO	Sold10b5-1 plan	548	$958.66	$525k	0.3%	Form 4
Aug 27	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan	500	$958.66	$479k	0.4%	Form 4
Aug 24 – 26	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 3 parts	1,500	$854.35 average	$1.28M	1.6%	Form 4
Aug 25	Vincent Retort SEE REMARKS	Sold10b5-1 plan 18 parts	38,663	$852.59 average	$33M	33%	Form 4
Aug 25	Jae Kim SVP, GENERAL COUNSEL	Sold10b5-1 plan 17 parts	12,000	$852.58 average	$10.2M	23%	Form 4
Aug 20 – 21	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan 2 parts	2,000	$845.40 average	$1.69M	2.1%	Form 4
Aug 20	Vincent Retort SEE REMARKS	Sold10b5-1 plan	2,483	$827.82	$2.06M	2.4%	Form 4
Aug 20	Jae Kim SVP, GENERAL COUNSEL	Sold10b5-1 plan	1,904	$827.82	$1.58M	4.8%	Form 4
Aug 18	Vincent Retort SEE REMARKS	Sold10b5-1 plan	3,183	$909.43	$2.89M	2.7%	Form 4
Aug 18	Jae Kim SVP, GENERAL COUNSEL	Sold10b5-1 plan	1,366	$909.43	$1.24M	2.9%	Form 4
Jun 2	Isaac Hosojiro Harris Director	Sold10b5-1 plan	1,416	$1,000.08	$1.42M	17%	Form 4
May 29	Isaac Hosojiro Harris Director	Sold10b5-1 plan	4,000	$860.00	$3.44M	32%	Form 4
May 21	Ian Small Director	SoldNo plan	4,954	$868.07	$4.3M	19%	Form 4
May 18	Vincent Retort SEE REMARKS	Sold10b5-1 plan	3,183	$953.95	$3.04M	3.4%	Form 4
May 18	Jae Kim SVP, GENERAL COUNSEL	Sold10b5-1 plan	1,422	$953.95	$1.36M	4.2%	Form 4
May 18	Wajid Ali EVP & CHIEF FINANCIAL OFFICER	Sold10b5-1 plan	2,487	$953.95	$2.37M	3.9%	Form 4
May 18	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan	3,210	$953.95	$3.06M	3.8%	Form 4
May 14 – 15	Pamela Fletcher Director	Sold10b5-1 plan 2 parts	3,155	$972.09 average	$3.07M	30%	Form 4
May 11	Brian Lillie Director	Sold10b5-1 plan	49	$1,004.34	$49k	0.4%	Form 4
May 11	Brian Lillie Director	Sold10b5-1 plan 30 parts	11,951	$981.64 average	$11.7M	46%	Form 4
May 11	Jae Kim SVP, GENERAL COUNSEL	Sold10b5-1 plan	1,933	$950.99	$1.84M	5.2%	Form 4
May 8	Ian Small Director	SoldNo plan 3 parts	3,500	$911.18 average	$3.19M	12%	Form 4
Feb 27	Wajid Ali EVP & CHIEF FINANCIAL OFFICER	Sold10b5-1 plan 13 parts	5,302	$691.13 average	$3.66M	7.4%	Form 4
Feb 17	Vincent Retort SEE REMARKS	Sold10b5-1 plan 16 parts	3,441	$545.78 average	$1.88M	3.5%	Form 4
Feb 17	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan	3,157	$538.00	$1.7M	3.4%	Form 4
Feb 12	Vincent Retort SEE REMARKS	Sold10b5-1 plan 23 parts	45,026	$591.32 average	$26.6M	31%	Form 4
Feb 12	Penny Herscher Director	SoldNo plan 8 parts	4,000	$597.30 average	$2.39M	8.8%	Form 4
Feb 6	Penny Herscher Director	SoldNo plan	4,849	$535.48	$2.6M	9.6%	Form 4
Nov 19, 2025	Pamela Fletcher Director	SoldNo plan	3,421	$273.53	$936k	24%	Form 4
Nov 19, 2025	Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS	Sold10b5-1 plan	822	$258.96	$213k	0.9%	Form 4
Nov 17, 2025 – Nov 18, 2025	Jae Kim SVP, GENERAL COUNSEL	Sold10b5-1 plan 2 parts	1,537	$235.45 average	$362k	3.8%	Form 4

Oct 110b5-1 plan
Wajid Ali
EVP & CHIEF FINANCIAL OFFICER · sold 24,542 at $1,048.50
$25.7M
25% of stake
Sep 28 – 2910b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 807 at avg $947.17
$764k
0.7% of stake
Sep 24 – 2510b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,000 at avg $928.41
$928k
0.9% of stake
Sep 21 – 2310b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,500 at avg $947.13
$1.42M
1.3% of stake
Sep 16 – 1810b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,500 at avg $903.43
$1.36M
1.3% of stake
Sep 11 – 1510b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,500 at avg $882.69
$1.32M
1.3% of stake
Sep 8 – 1010b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,500 at avg $945.32
$1.42M
1.3% of stake
Sep 2 – 410b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,500 at avg $864.83
$1.3M
1.3% of stake
Aug 28 – Sep 110b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,500 at avg $912.33
$1.37M
1.3% of stake
Aug 2710b5-1 plan
Michael E. Hurlston
President and CEO · sold 548 at $958.66
$525k
0.3% of stake
Aug 2710b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 500 at $958.66
$479k
0.4% of stake
Aug 24 – 2610b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 1,500 at avg $854.35
$1.28M
1.6% of stake
Aug 2510b5-1 plan
Vincent Retort
SEE REMARKS · sold 38,663 at avg $852.59
$33M
33% of stake
Aug 2510b5-1 plan
Jae Kim
SVP, GENERAL COUNSEL · sold 12,000 at avg $852.58
$10.2M
23% of stake
Aug 20 – 2110b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 2,000 at avg $845.40
$1.69M
2.1% of stake
Aug 2010b5-1 plan
Vincent Retort
SEE REMARKS · sold 2,483 at $827.82
$2.06M
2.4% of stake
Aug 2010b5-1 plan
Jae Kim
SVP, GENERAL COUNSEL · sold 1,904 at $827.82
$1.58M
4.8% of stake
Aug 1810b5-1 plan
Vincent Retort
SEE REMARKS · sold 3,183 at $909.43
$2.89M
2.7% of stake
Aug 1810b5-1 plan
Jae Kim
SVP, GENERAL COUNSEL · sold 1,366 at $909.43
$1.24M
2.9% of stake
Jun 210b5-1 plan
Isaac Hosojiro Harris
Director · sold 1,416 at $1,000.08
$1.42M
17% of stake
May 2910b5-1 plan
Isaac Hosojiro Harris
Director · sold 4,000 at $860.00
$3.44M
32% of stake
May 21No plan
Ian Small
Director · sold 4,954 at $868.07
$4.3M
19% of stake
May 1810b5-1 plan
Vincent Retort
SEE REMARKS · sold 3,183 at $953.95
$3.04M
3.4% of stake
May 1810b5-1 plan
Jae Kim
SVP, GENERAL COUNSEL · sold 1,422 at $953.95
$1.36M
4.2% of stake
May 1810b5-1 plan
Wajid Ali
EVP & CHIEF FINANCIAL OFFICER · sold 2,487 at $953.95
$2.37M
3.9% of stake
May 1810b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 3,210 at $953.95
$3.06M
3.8% of stake
May 14 – 1510b5-1 plan
Pamela Fletcher
Director · sold 3,155 at avg $972.09
$3.07M
30% of stake
May 1110b5-1 plan
Brian Lillie
Director · sold 49 at $1,004.34
$49k
0.4% of stake
May 1110b5-1 plan
Brian Lillie
Director · sold 11,951 at avg $981.64
$11.7M
46% of stake
May 1110b5-1 plan
Jae Kim
SVP, GENERAL COUNSEL · sold 1,933 at $950.99
$1.84M
5.2% of stake
May 8No plan
Ian Small
Director · sold 3,500 at avg $911.18
$3.19M
12% of stake
Feb 2710b5-1 plan
Wajid Ali
EVP & CHIEF FINANCIAL OFFICER · sold 5,302 at avg $691.13
$3.66M
7.4% of stake
Feb 1710b5-1 plan
Vincent Retort
SEE REMARKS · sold 3,441 at avg $545.78
$1.88M
3.5% of stake
Feb 1710b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 3,157 at $538.00
$1.7M
3.4% of stake
Feb 1210b5-1 plan
Vincent Retort
SEE REMARKS · sold 45,026 at avg $591.32
$26.6M
31% of stake
Feb 12No plan
Penny Herscher
Director · sold 4,000 at avg $597.30
$2.39M
8.8% of stake
Feb 6No plan
Penny Herscher
Director · sold 4,849 at $535.48
$2.6M
9.6% of stake
Nov 19, 2025No plan
Pamela Fletcher
Director · sold 3,421 at $273.53
$936k
24% of stake
Nov 19, 202510b5-1 plan
Yuen Wupen
PRESIDENT, GLOBAL BUS. UNITS · sold 822 at $258.96
$213k
0.9% of stake
Nov 17, 2025 – Nov 18, 202510b5-1 plan
Jae Kim
SVP, GENERAL COUNSEL · sold 1,537 at avg $235.45
$362k
3.8% of stake

How to read this. Insiders sell for many reasons: taxes, diversifying, a house. Open-market buys are rarer and say more. A 10b5-1 plan is a trading schedule set up months in advance, so those sales were not timed on news. Large holders (funds and 10% owners) are listed under Everything but not counted as insiders. If you own or watch LITE, we send a push when an executive buys or makes a large sale outside a plan.

Source: SEC Form 4 filings, filed within two business days of each trade and checked for new ones every hour.

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Spot a number that looks wrong? Check it in LITE's SEC filings or

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Data sourced from SEC EDGAR filings and third-party price providers. Scores, valuations, and metrics are algorithmic estimates. This is not investment advice. See our Terms and Methodology.

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